Resources

The Chartered Financial Analyst® (CFA) credential has become the most respected and recognized investment designation in the world. F.L.Putnam Investment Management Company’s seven-member investment team includes seven CFA charterholders.

In addition to overseeing the CFA program curriculum, the CFA Institute has also initiated the Asset Manager Code of Conduct. This is a voluntary code of conduct to help asset managers practice ethical principles that put client interests first. F.L.Putnam Investment Management Company claims compliance with the Asset Manager Code of Conduct – click here to visit the CFA Institute website and see a list of firms claiming compliance with the Asset Manager Code of Conduct.

Our financial planners are authorized by the Certified Financial Planner Board of Standards (CFP Board) to use the CERTIFIED FINANCIAL PLANNER™ and CFP® certification marks in accordance with CFP Board certi¬fication and renewal requirements.

Today more than ever, CERTIFIED FINANCIAL PLANNER™ professionals are an essential resource. From budgeting, to planning for retirement, to saving for education, to managing your taxes and your insurance coverage, “finances” doesn’t mean just one thing for most Americans — and “financial planning” means much more than just investing. Bringing all the pieces of your financial life together is a challenging task.

CFP Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting and enforcement of the education, examination, experience, ethics and other requirements for CFP® certification.

F.L.Putnam Investment Management Company claims compliance with the Global Investment Performance Standards (GIPS®). The GIPS standards are voluntary and are based on the fundamental principles of full disclosure and fair representation of investment performance results. Global standardization of investment performance reporting gives investors around the world the additional transparency they need to compare and evaluate investment managers.

F.L.Putnam Investment Management Company is a member of The Interfaith Center on Corporate Responsibility. The Interfaith Center on Corporate Responsibility is a coalition of faith and values-driven organizations who view the management of their investments as a powerful catalyst for social change. Our membership comprises nearly 300 organizations including faith-based institutions, socially responsible asset management companies, unions, pension funds and colleges and universities that collectively represent over $100 billion in invested capital.

ICCR members and staff engage hundreds of multinational corporations annually to promote more sustainable and just practices because we believe in doing so they will secure a better future for their employees, their customers and their shareholders. Click here to visit the ICCR website.

F.L.Putnam supports the Maine Association of Nonprofits. The mission of the Maine Association of Nonprofits (MANP) is to strengthen the leadership, voice and organizational effectiveness of our state’s nonprofits so that they can better enrich the quality of community and personal life in Maine. Click here to visit the MANP website.

Our staff has participated in several educational seminars at MANP conferences. Click here to download your copy of a presentation by D.J. Shaughnessy, CFA, Vice President & Portfolio Manager from MANP’s 2014 Nonprofit Finance Conference.

An RIA (Registered Investment Advisor) forms a close relationship with you—one that’s responsive, attentive, and personal. Their advice is based on what’s best for you—there’s no other agenda. Their fees are typically based on a percentage of assets managed. If you make money, the RIA makes money. Click here for more.

Vision
SASB envisions a world where a shared understanding of corporate sustainability performance allows companies and investors to make informed decisions that drive value and improve sustainability outcomes.

Mission
The mission of SASB is to develop and disseminate sustainability accounting standards that help public corporations disclose material, decision-useful information to investors. Click here for more.

The Intentional Endowments Network supports colleges, universities, and other mission-driven tax-exempt organizations in aligning their endowment investment practices with their mission, values, and sustainability goals without sacrificing financial returns. F.L.Putnam is a founding member of the network. Click here for more.

Our CFP® practitioners are members of NAPFA, the National Association of Personal Financial Advisors.

The National Association of Personal Financial Advisors (NAPFA) is the country’s leading professional association of Fee-Only financial advisors—highly trained professionals who are committed to working in the best interests of those they serve. Since 1983, Americans across the country have looked to NAPFA for access to financial professionals who meet the highest membership standards for professional competency, client-focused financial planning, and Fee-Only compensation. The association provides support and education for over 2700 members all over the country.

NAPFA members live by three important values:

  • To be the beacon for independent, objective financial advice for individuals and families.
  • To be the champion of financial services delivered in the public interest.
  • To be the standard bearer for the emerging profession of financial planning.

Videos

Press Releases

F.L.Putnam announced today that is has expanded its local presence in Maine with the appointment of Abby Psyhogeos to senior vice president and private client advisor.
January 2017
F.L.Putnam announced today that it has appointed Albert J. Parent as chief technology officer, a new position at the firm. Glen P. Martin, CFP® has been hired as a private client advisor.
September 2016
F.L.Putnam announced the expansion of its financial planning offering with the addition of Scott Mazuzan, CFP® as a Private Client Advisor.
March 2016
F.L.Putnam today announced the appointment of Tom Manning, a 25-year veteran in the investment management industry, to CEO and President. He follows John Carberry who is retiring as President after 15 years with the firm.
December 2015
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